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SEC is Listening to the Mutual Fund Industry and Requests Comments

Admin

Mar 19, 20183 min read

SEC is Listening to the Mutual Fund Industry and Requests Comments

On Wednesday, March 14, 2018, the Securities and Exchange Commission ("SEC") proposed amendments to Rule 22e-4 and Form N-PORT, which is...

SEC Modifies Certain Liquidity Rule Compliance Dates and Issues New FAQs and Interim Rule

Admin

Feb 23, 20182 min read

SEC Modifies Certain Liquidity Rule Compliance Dates and Issues New FAQs and Interim Rule

The SEC extended by 6-months certain requirements of Rule 22e-4 (the Liquidity Risk Management Program Rule ("LRMP"), Form N-PORT and...

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